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  • April 3, 2006 | National Law Journal

    Decision summaries from the NLJ

    BUSINESS LAW Clearing broker not liable in unregistered stock sale A clearing broker is not secondarily liable f

    1 minute read

  • Payless Shoesource Inc. v. Avalon Funding Corp., 08-cv-4744

    Publication Date: 2009-11-04
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    Date Filed: 2009-10-29
    Court: U.S. District Court for the Eastern District
    Judge: Arthur Spatt
    Attorneys: For plaintiff:
    for defendant:
    Case Number: 08-cv-4744

    District Judge Arthur D. Spatt U.S. DISTRICT COURT EASTERN DISTRICT OF NEW YORK Appearances: Attorneys for Plaintiff: By: Anthony W. Eckert, III, Esq., Of Counsel

  • J.D. v. D.D.

    Publication Date: 2003-08-22
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    Court: Supreme Court, New York County
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    Prior procedural history Plaintiff husband and defendant wife were married on September 2, 1989. The parties have two children - a daughter, born February 11, 1992, and a son, born Janua

  • SCALP BLADE, INC. v. ADVEST, INC.

    Publication Date: 2003-10-02
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    Court: Appellate Division, 4th Dept
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    Case Number: CA 03-00522

    SUPREME COURT OF THE STATE OF NEW YORK Appellate Division, Fourth Judicial Department SCALP & BLADE, INC., AND SCALP & BLADE SCHOLARSHIP ASSOCIATION, PLAINTIFFS-APPELLANT

  • Kings County Second Department SUPREME COURT,

    Publication Date: 2012-03-06
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    Justice Jack A. Battaglia3916 103rd St. Inc. v. Rosario Gangi And 755 (39926/07)—Motion WithdrawnElbaz v. Rizzardi (20055/10)—Granted Sh

  • Richard G. Cody v. Securities and Exchange Commission

    Publication Date: 2012-09-10
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    Date Filed: 2012-09-07
    Court: 1st Cir.
    Judge: Boudin, Circuit Judge.
    Attorneys: For plaintiff:
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    Case Number: 11-2247

    Before Boudin, Hawkins*fn1 and Thompson, Circuit Judges.Richard G. Cody seeks review in this court of an administrative determination, sustained by the Secur

  • Eastern Trading Co. v. Refco, Inc.

    Publication Date: 2000-10-12
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    Date Filed: 2000-10-10
    Court: 7th Cir.
    Judge: CUDAHY, POSNER, and EVANS, Circuit Judges
    Attorneys: For plaintiff:
    for defendant:
    Case Number: Nos. 99-2362 & 9

    The full case caption appears at the end of this opinion. Posner, Circuit Judge. Eastern Trading Company, a partnership located in Dubai that trades gold and silver bullion i

  • Scalp Blade Inc. v. Advest Inc.

    Publication Date: 2003-10-09
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    Court: Unknown
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    Before Pigott, P.J.; Pine, Wisner and Kehoe, JJ. Scalp & Blade Inc. v. Advest Inc. - Appeal from that part of an order of Supreme Court, Erie County (Fahey, J.), entered December 13,

  • Premieretrade Forex, LLC, Petitioner v. FXDirectdealer, LLC, Respondent, 12 Civ. 7006

    Publication Date: 2013-05-28
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    Court: U. S. District Court, Southern District
    Judge: District Judge Paul Crotty
    Attorneys: For plaintiff:
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    Case Number: 12 Civ. 7006

    Cite as: Premieretrade Forex, LLC v. FXDirectdealer, LLC, 12 Civ. 7006, NYLJ 1202601376403, at *1 (SDNY, Decided May 16, 2013)District Judge Paul Cro

  • J.C. v. S. C.

    Publication Date: 2003-10-31
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    Court: Supreme Court, New York County
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    Supreme Court Justice Drager Equitable distribution, maintenance and child support are at issue in this trial of a matrimonial action. [1]/