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March 25, 2020 | New Jersey Law Journal
The Setting Every Community Up for Retirement Enhancement (SECURE) Act, which took effect Jan. 1, 2020, makes sweeping changes to rules applicable to certain employer sponsored tax-deferred defined contribution (qualified) plans and to traditional IRAs.
1 minute read
Publication Date: 2020-03-18
Practice Area: Corporate Governance
Industry: Investments and Investment Advisory
Court: Court of Chancery
Judge: Vice Chancellor Laster
Attorneys: For plaintiff: David J. Margules, Elizabeth A. Sloan, and Brittany M. Giusini, Ballard Spahr LLP, Wilmington, DE; Wallace G. Hilke, Mark S. Enslin, Ballard Spahr LLP, Minneapolis, MN; Jeffrey S. Cianciulli, Weir & Partners, Wilmington, DE; Peter N. Kessler, Kutak Rock LLP, Philadelphia, PA for plaintiffs.
for defendant: John G. Day, Prickett, Jones & Elliott, P.A., Wilmington, DE; Marc R. Rosen, Joshua K. Bromberg, Kleinberg, Kaplan, Wolff & Cohen, P.C., New York, NY; William B. Chandler III, Bradley D. Sorrels, Shannon E. German, Daniyal M. Iqbal, Wilson Sonsini Goodrich & Rosati, P.C., Wilmington, DE, attorneys for defendants.
Case Number: D68910
Derivative fraud and unjust enrichment claims dismissed as duplicative of plaintiffs' direct claims for breach of fiduciary duties and conversion.
Publication Date: 2020-03-13
Practice Area: Employment Compliance
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Northern District of New York, U.S. - NDNY
Judge: District Judge Gary Sharpe
Attorneys: For plaintiff: For the Plaintiff: Benjamin Aaron Kaplan, Esq., Charles J Crueger, Esq., Erin K. Dickinson, Esq., of Counsel, Crueger Dickinson LLC, Whitefish Bay, WI.
for defendant: Mitchell M. Breit, Esq., of Counsel, Simmons Hanly Conroy LLC, New York, NY.
Eric D. Barton, Esq., Jonathan Kieffer, Esq., Tyler Hudson, Esq., of Counsel, Wagstaff & Cartmell, Kansas City, MO.
For the Defendants: Nicholas J. D'ambrosio, Jr. Esq., Sanjeeve K. Desoyza, Esq., of Counsel, Bond, Schoeneck & King, PLLC, Albany, NY.
Jaime Santos, Esq., Goodwin Procter Law Firm, Washington, DC.
James Fleckner, Esq., of Counsel Boston, MA.
Case Number: 1:18-cv-1449
Dismissal of Fiduciary Duty Breach Claims as to GE Stock Fund Price Is Explained
Publication Date: 2020-03-11
Practice Area: Deals and Transactions
Industry: Investments and Investment Advisory
Court: Court of Chancery
Judge: Vice Chancellor Glasscock
Attorneys: For plaintiff: Rudolf Koch, Robert L. Burns and Megan E. O’Connorm, Richards, Layton & Finger, P.A., Wilmington, DE; Adam Slutsky, Goodwin Procter LLP, Boston, MA for plaintiffs.
for defendant: William B. Chandler III, Ian R. Liston and Jessica A. Hartwell, Wilson Sonsini Goodrich & Rosati, P.C., Wilmington, DE; Mark A. Kirsch, Scott A. Edelman, Aric H. Wu, Laura K. O’Boyle and Peter Wade, Gibson, Dunn & Crutcher LLP, New York, NY for SIG defendants. Lewis H. Lazarus, Marris James LLP, Wilmington, DE; Peter N. Flocos and Joanna A. Diakos, K&L Gates LLP, New York, NY for defendants Herzog and Kleinberg. David S. Eagle, Sean M. Brennecke, Michael K. Coran, William T. Hill, Monica Clarke Platt and Gregory R. Sellers, Klehr Harrison Harvey Branzburg LLP, Wilmington, DE and Philadelphia, PA for defendants Tal and Itshayek.
Case Number: D68905
Although plaintiff prevailed on certain claims with respect to the question of liability, the court awarded no damages. Plain-tiff's evidence for damages was speculative and impossible to allocate.
Publication Date: 2020-03-09
Practice Area: Corporate Entities | Tax
Industry: Investments and Investment Advisory | State and Local Government
Court: Tax Court
Judge: Judge Fiamingo
Attorneys: For plaintiff: Joseph Kernen and Ellis L. Reemer (DLA Piper, LLP, attorneys)
for defendant: Ramanjit K. Chawla (Gurbir S. Grewal, Attorney General of New Jersey, attorney)
Case Number: 008149-2018
Distributive Share of Partnership Loss Distributed to Single-Member LLC Should Be Allocated as Sole Proprietorship
February 25, 2020 | Daily Business Review
Retirement is often on the mind of many attorneys, whether it is advising clients on their estate planning, planning for their own retirement, or setting up plans for their firm's employees.
1 minute read
February 13, 2020 | The Recorder
California tech companies lead The Carbon Clean 200, which ranks publicly traded companies that are leading the way on clean energy issues in the first quarter of 2020 and offers several key takeaways for general counsel and their companies.
1 minute read
February 13, 2020 | Corporate Counsel
The Carbon Clean 200 ranks publicly traded companies that are leading the way on clean energy issues in the first quarter of 2020 and offers several key takeaways for general counsel and their companies.
1 minute read
Publication Date: 2020-01-27
Practice Area: Corporate Governance
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for Pennsylvania - Eastern
Judge: District Judge McHugh
Attorneys: For plaintiff:
for defendant:
Case Number: 20-0084
Defendant moved to dismiss shareholder's action asserting breach of contract by corporation's breaching its articles of incorporation by improperly counting votes on a proposed amendment to its articles of incorporation and court found votes were counted in accordance with the articles of incorporation and proxy statement could not amend the articles but plaintiff's 15 Pa.C.S.§1793(a) claim could not be disposed of on a rule 12 motion to dismiss. Motion granted in part and denied in part.
Publication Date: 2020-01-20
Practice Area: Legal Malpractice
Industry: Investments and Investment Advisory | Legal Services | Real Estate
Court: New Jersey Supreme Court
Judge: Justice LaVecchia
Attorneys: For plaintiff: Francis P. Devine, III (Pepper Hamilton, attorneys; Francis P. Devine, III, and Angelo A. Stio, III, of counsel and on the briefs)
for defendant: Brian K. Condon (Condon Catina & Mara, attorneys; Brian K. Condon and Laura M. Catina, on the briefs)
Case Number: A-20/21-18 (081534)
Lawyer's Distribution of Wired Trust Funds According to Client Instructions Could Not Constitute Conversion in Absence of Limiting Instructions on Wire
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