Publication Date: 2021-02-23
Practice Area: Securities Litigation
Industry:
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Rosemary Pooler
Attorneys: For plaintiff: For Plaintiffs-Appellants: Adam H. Wierzbowski, Kate W. Aufses, Matthew W. Traylor, on the brief, Salvatore J. Graziano, Bernstein Litowitz Berger & Grossmann LLP, New York, NY.
For Plaintiffs-Appellants: on the brief, William H. Narwold, Gregg S. Levin, Motley Rice LLC, Hartford, CT and Mount Pleasant, SC..
for defendant: For Defendants-Appellees Synchrony Financial, Margaret M. Keane, Brian D. Doubles, Thomas M. Quindlen, David Melito, Paget Alves, Arthur Coviello, Jr., William Graylin, Roy Guthrie, Richard Hartnack, Jeffrey Naylor, Laurel Richie, and Olympia Snowe: Jared Gerber, on the brief, Victor L. Hou, Cleary Gottlieb Steen & Hamilton LLP, New York, NY.
For Defendants-Appellees Synchrony Financial, Margaret M. Keane, Brian D. Doubles, Thomas M. Quindlen, David Melito, Paget Alves, Arthur Coviello, Jr., William Graylin, Roy Guthrie, Richard Hartnack, Jeffrey Naylor, Laurel Richie, and Olympia Snowe: on the brief, James T. Shearin, Pullman & Comley LLC, Bridgeport, CT.
For Defendants-Appellees Barclays Capital Inc., Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, TD Securities (USA) LLC, Blaylock Van, LLC, CastleOak Securities, L.P., Mischler Financial Group, Inc., R. Seelaus & Co., Inc., and The Williams Capital Group, L.P.: on the brief, Adam S. Hakki, Daniel C. Lewis, Shearman & Sterling LLP, New York, NY.
Case Number: 20-1352-cv
SEA Breach Claim Plausibly Stated Based on 2018 Statement by Firm's Representative
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