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  • May 14, 2020 | New York Law Journal

    Goldman Sachs Asks for En Banc Rehearing of Class Certification Ruling

    Goldman and its Sullivan & Cromwell attorneys said a ruling from a divided panel of the Manhattan-based appeals court, was at odds with Supreme Court precedent holding that defendants must be given a chance to rebut the presumption of class-wide reliance on supposed public misrepresentations before a class is certified.

    1 minute read

  • May 14, 2020 | Litigation Daily

    Goldman Sachs Seeks En Banc Rehearing of Class Certification Ruling

    Goldman and its Sullivan & Cromwell attorneys said a ruling from a divided panel of the Manhattan-based appeals court, was at odds with Supreme Court precedent holding that defendants must be given a chance to rebut the presumption of class-wide reliance on supposed public misrepresentations before a class is certified.

    1 minute read

  • September 14, 2011 | New York Law Journal

    Foreign UBS Share Sales Are Dropped From Lawsuit

    Investors who bought shares in Switzerland-based UBS AG on exchanges outside the United States cannot sue the banking giant over its sharp stock drop as a result of its exposure to risky securities

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  • In re UBS Securities Litigation, 07 Civ. 11225

    Publication Date: 2011-09-14
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by Gregory M. Castaldo, Andrew L. Zivitz, Sharan Nirmul, Naumon A. Amjed, Jennifer L. Joost, and Richard A. Russo, Jr. of Barroway Topaz Kessler Meltzer & Check, LLP, 280 King of Prussia Rd., Radnor, PA 19087; Jay W. Eisenhofer, Geoffrey C. Jarvis, Charles T. Caliendo, Brenda F. Szydlo, and Natalia D. Williams of Grant & Eisenhofer P.A., 485 Lexington Avenue, 29th Floor, New York, NY 10017; Joseph F. Rice, William H. Narwold, Gregg S. Levin, Janles M. Hughes, and Badge Humphries of Motley Rice LLC, 28 Bridgeside Blvd., Mt. Pleasant, SC 29464; and Samuel H. Rudman and Robert M. Rothman of Robbins Geller Rudman & Dowd LLP, 58 South Service Road, Suite 200, Melville, NY 11747.
    for defendant: Defendants are represented by Robert J. Giuffra, Jr., Maite Aquino, Suhana S. Han, and Matthew A. Schwartz of Sullivan & Cromwell LLP, 125 Broad Street, New York, NY 10004.
    Case Number: 07 Civ. 11225 (RJS)

    Cite as: In re UBS Securities Litigation, 07 Civ. 11225, NYLJ 1202514324841, at *1 (SDNY, Decided September 13, 2011)District Judge Richard J. Sulliv

  • July 8, 2010 | New York Law Journal

    News In Brief

    Ex-Ropes & Gray Lawyer Settles SEC Civil Charges A former Ropes & Gray attorney who pleaded guilty to securities fraud in 2009 has settled civil charges with the

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  • January 12, 2011 | New York Law Journal

    Fraudulent Conveyance Lawsuit Is Rejected in MBIA Restructuring

    Editors' Note: This article has been updated to reflect a Correction.

    1 minute read

  • March 13, 2012 | New York Law Journal

    Lawyers Cross Swords in Rare Joint Hearing on MBIA Discovery

    Attorneys for bond insurer MBIA, its policyholders and the New York State Department of Financial Services clashed in an unusual joint hearing before a state judge and a federal judge on Marc

    1 minute read

  • In Re: UBS AG ERISA Litigation, 08 Civ. 6696 (RJS)

    Publication Date: 2011-03-31
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by Thomas James McKenna, Gainey & McKenna, LLP, New York, NY; David Lloyd Wales, Mark Rifkin, and Martin E. Restituyo, Wolf Haldenstein Adler Freeman & Herz LLP, New York, NY; Todd S. Collins, Berger & Montague, P.C., Philadelphia, PA; Jeffrey Alan Klafter, Klafter, Olsen & Lesser, LLP, Rye Brook, NY; and Ellen T. Noteware, Berger & Montague, P.C., Philadelphia, PA.
    for defendant: Defendants are represented by Robert Joseph Giuffra, Jr., Maite Aquino, Matthew Alexander Schwartz, and Suhana S. Han, Sullivan & Cromwell, LLP, New York, NY
    Case Number: 08 Civ. 6696 (RJS)

    Cite as: In Re: UBS AG ERISA Litigation, 08 Civ. 6696, NYLJ 1202488491690, at *1 (SDNY, Decided March 24, 2011)District Judge Richard J. Sullivanp class="d

  • In Re: UBS AG ERISA Litigation, 08 Civ. 6696 (RJS)

    Publication Date: 2011-03-31
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by Thomas James McKenna, Gainey & McKenna, LLP, New York, NY; David Lloyd Wales, Mark Rifkin, and Martin E. Restituyo, Wolf Haldenstein Adler Freeman & Herz LLP, New York, NY; Todd S. Collins, Berger & Montague, P.C., Philadelphia, PA; Jeffrey Alan Klafter, Klafter, Olsen & Lesser, LLP, Rye Brook, NY; and Ellen T. Noteware, Berger & Montague, P.C., Philadelphia, PA.
    for defendant: Defendants are represented by Robert Joseph Giuffra, Jr., Maite Aquino, Matthew Alexander Schwartz, and Suhana S. Han, Sullivan & Cromwell, LLP, New York, NY
    Case Number: 08 Civ. 6696 (RJS)

    Cite as: In Re: UBS AG ERISA Litigation, 08 Civ. 6696, NYLJ 1202488491690, at *1 (SDNY, Decided March 24, 2011)District Judge Richard J. Sullivanp class="d

  • In Re UBS AG Securities Litigation

    Publication Date: 2012-10-05
    Practice Area:
    Industry:
    Court: U. S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by: Gregory M. Castaldo, Andrew L. Zivitz, Sharan Nirmul, Naumon A. Amjed, Jennifer L. Joost, and Richard A. Russo, Jr. of Topaz Kessler Meltzer & Check, LLP, Radnor, PA. Jay W. Eisenhofer, Geoffrey C. Jarvis, Brenda F. Szydlo, and Charles T. Caliendo, of Grant & Eisenhofer P.A., New York, NY. Joseph F. Rice, William H. Narwold, Gregg S. Levin, James M. Hughes, and Badge Humphries of Motley Rice LLC, Pleasant, SC. Samuel H. Rudman and Robert M. Rothman of Robbins Geller Rudman & Dowd LLP, Melville, NY.
    for defendant: The UBS Defendants are represented by: Robert J. Giuffra, Jr., Suhana S. Han, and Matthew A. Schwartz of Sullivan & Cromwell LLP, New York, NY. The Underwriter Defendants are represented by: Barry Robert Ostrager and Jonathan K. Youngwood of Simpson Thacher & Bartlett LLP, New York, NY.
    Case Number: 07 Civ. 11225 (RJS)

    Cite as: In Re UBS AG Securities Litigation, 07 Civ. 11225 (RJS), NYLJ 1202573957674, at *1 (SDNY, Decided September 28, 2012)District Judge Richard J. Su