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  • Securities and Exchange Commission v. Hansen, 13-CV-1403

    Publication Date: 2017-04-14
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Vernon Broderick
    Attorneys: For plaintiff: Counsel for Plaintiff Securities and Exchange Commission: Polly A. Atkinson, Kimberly L. Frederick, Securities and Exchange Commission, Denver, Colorado.
    for defendant: Counsel for Defendant Vincent Puma: Scott J. Splittgerber, Michael F. Bachner, Bachner & Associates, New York, NY.
    Case Number: 13-CV-1403

    Defunct Firm's Owner Liable for $1.87 Million In Disgorgement, Interest in SEC Fraud

  • Rubenstein v. vTv Therapeutics, Inc., 15-CV-9752

    Publication Date: 2017-04-05
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Vernon Broderick
    Attorneys: For plaintiff: Miriam Tauber Miriam Tauber Law PLLC New York, NY. Attorneys for Plaintiff: David Lopez, Law Offices of David Lopez, Southampton, NY.
    for defendant: Attorneys for Nominal Defendant vTv Therapeutics Inc. and Defendants Ronald O. Perelman and MacAndrews & Forbes Incorporated: Jonathan L. Hochman, Schindler Cohen & Hochman LLP, New York, NY.
    Case Number: 15-CV-9752

    Transfer Subject to 2014 Agreement Not 'Sale' For Purposes of Suit for Short-Swing P