• In Re UBS AG Securities Litigation

    Publication Date: 2012-10-05
    Practice Area:
    Industry:
    Court: U. S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by: Gregory M. Castaldo, Andrew L. Zivitz, Sharan Nirmul, Naumon A. Amjed, Jennifer L. Joost, and Richard A. Russo, Jr. of Topaz Kessler Meltzer & Check, LLP, Radnor, PA. Jay W. Eisenhofer, Geoffrey C. Jarvis, Brenda F. Szydlo, and Charles T. Caliendo, of Grant & Eisenhofer P.A., New York, NY. Joseph F. Rice, William H. Narwold, Gregg S. Levin, James M. Hughes, and Badge Humphries of Motley Rice LLC, Pleasant, SC. Samuel H. Rudman and Robert M. Rothman of Robbins Geller Rudman & Dowd LLP, Melville, NY.
    for defendant: The UBS Defendants are represented by: Robert J. Giuffra, Jr., Suhana S. Han, and Matthew A. Schwartz of Sullivan & Cromwell LLP, New York, NY. The Underwriter Defendants are represented by: Barry Robert Ostrager and Jonathan K. Youngwood of Simpson Thacher & Bartlett LLP, New York, NY.

    Case Number: 07 Civ. 11225 (RJS)

    Cite as: In Re UBS AG Securities Litigation, 07 Civ. 11225 (RJS), NYLJ 1202573957674, at *1 (SDNY, Decided September 28, 2012)District Judge Richard J. Su

  • In Re UBS AG Securities, 07 Civ. 11225

    Publication Date: 2012-10-02
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by Gregory M. Castaldo, Andrew L. Zivitz, Sharan Nirmul, Naumon A. Amjed, Jennifer L. Joost, and Richard A. Russo, Jr. of Topaz Kessler Meltzer & Check, LLP, Radnor, PA. Jay W. Eisenhofer, Geoffrey C. Jarvis, Brenda F. Szydlo, and Charles T. Caliendo, of Grant & Eisenhofer P.A., New York, NY. Joseph F. Rice, William H. Narwold, Gregg S. Levin, James M. Hughes, and Badge Humphries of Motley Rice LLC, and Samuel H. Rudman and Robert M. Rothman of Robbins Geller Rudman & Dowd LLP, NY. The UBS Defendants are represented by Robert J. Giuffra, Jr., Suhana S. Han, and Matthew A. Schwartz of Sullivan & Cromwell LLP, New York, NY. The Underwriter Defendants are represented by Barry Robert Ostrager and Jonathan K. Youngwood of Simpson Thacher & Bartlett LLP, New York, NY.
    for defendant:

    Case Number: 07 Civ. 11225

    Cite as: In Re UBS AG Securities, 07 Civ. 11225, NYLJ 1202573246145, at *1 (SDNY, Decided September 28, 2012)District Judge Richard J. Sullivanp clas

  • Shemian v. Research in Motion Litd, 11 Civ. 4068 (RJS)

    Publication Date: 2013-04-03
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiff is represented: By David A.P. Brower of Brower Piven, New York, N.Y.
    for defendant: Defendants are represented: By Jay B. Kasner, Jessica Anne Barcus, and Scott D. Musoff of Skadden, Arps, Slate, Meagher & Flom LLP, New York, N.Y.

    Case Number: 11 Civ. 4068 (RJS)

    Cite as: Shemian v. Research in Motion Litd, 11 Civ. 4068 (RJS), NYLJ 1202594511968, at *1 (SDNY, Decided March 28, 2013)District Judge Richard J. Su

  • GEM Advisors Inc. v. Corporacion Sidenor S.A., 06 Civ. 5693

    Publication Date: 2009-11-03
    Practice Area:
    Industry:
    Date Filed: 2009-10-27
    Court: U.S. District Court for the Southern District
    Judge: Richard Sullivan
    Attorneys: For plaintiff:
    for defendant:

    Case Number: 06 Civ. 5693

    District Judge Richard J. Sullivan U.S. DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK Plaintiff Gem Advisors, Inc. is represented by August C. Venturini and Sean W. Higgin

  • In Re Wachovia Equity Securities Litigation, 08 Civ. 6171 (RJS)

    Publication Date: 2011-04-07
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: The Equity Plaintiffs are represented by Ira M. Press, Andrew Martin McNeela, and Roger W. Kirby of Kirby McInerney LLP, New York, NY. The Stichting Plaintiffs are represented by Geoffrey Coyle, Jarvis, Jay W. Eisenhofer, and Michele S. Carino of Grant & Eisenhofer, P.A., New York, NY; and James Richard Banko of Grant & Eisenhofer, P A, Chase Manhattan Centre, Wilmington, DE. The FC Holdings Plaintiffs are represented by Daniel Arthur Cohen, Daniel Joseph Kornstein, and Amy Christine Gross of Kornstein Veisz Wexler & Pollard, LLP, New York, NY; JefIrey H. Squire of Bracewell & Patterson, LLP, Washington, DC; and Paul D. Wexler of Bragar, Wexler & Eagel, P.C., New York, NY. The Bond/Notes Plaintiffs represented by John J. Gross, Christopher L. Nelson, David Kessler, John Anthony Kehoe, and Benjamin J. Sweet of Barrowav Topaz Kessler Meltzer & Check, LLP, Radnor, P A; Nichole Browning and Eric Donald Peterson of Barroway Topaz Kessler Meltzer & Check, LLP, San Francisco, CA; Ramzi Abadou, Maureen Elizabeth Mueller, Lucas F. Olts, and John J. Rice of Robbins Geller Rudman & Dowd LLP, San Diego, CA; David Avi Rosenfeld of Robbins Geller Rudman & Dowd LLP, Melville, NY; John Patrick Coffey, William Curtis Fredericks, Kurt Michael Hinciker, Christopher Chad Johnson, John James Rizio-Hamilton, and Jeroen Van Kwawegen of Bernstein Litowitz Berger & Grossmann LLP, New York, NY; Jack Gerald Fruchter of Abraham Fruchter & Twersky LLP, New York, NY; Lionel Z. Glancy of Glancy & Binkow, LLP, Los Angeles, CA; Michael Max Goldberg of the Law Offices of Michael Goldberg, New York, NY; Marc Ian Gross and Fei-Lu Qian of Pomerantz Haudek Block Grossman & Gross LLP, New York, NY.
    for defendant: The Wachovia Defendants are represented by Douglas H. Flaum, Eric A. Hirsch, Israel David, and John W. Brewer of Fried, Frank, Harris, Shriver & Jacobson, New York, NY. The Underwriter Defendants are represented by Alfred Robert Pietrzak, Patrick Michael McGuirk, Owen Harris Smith, and Saima S. Ahmed of Sidley Austin LLP, New York, NY. Defendant KPMG is represented by Emmet Thomas Flood of Williams & Connolly LLP, Washington, DC and Marshall Beil of McGuireWoods LLP, New York, NY.

    Case Number: 08 Civ. 6171 (RJS)

    Cite as: In Re Wachovia Equity Securities Litigation, 08 Civ. 6171 (RJS), NYLJ 1202489220302, at *1 (SDNY, Decided March 31, 2011)District Judge Richard J. Sull

  • In Re Wachovia Equity Securities Litigation, 08 Civ. 6171 (RJS)

    Publication Date: 2011-04-07
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: The Equity Plaintiffs are represented by Ira M. Press, Andrew Martin McNeela, and Roger W. Kirby of Kirby McInerney LLP, New York, NY. The Stichting Plaintiffs are represented by Geoffrey Coyle, Jarvis, Jay W. Eisenhofer, and Michele S. Carino of Grant & Eisenhofer, P.A., New York, NY; and James Richard Banko of Grant & Eisenhofer, P A, Chase Manhattan Centre, Wilmington, DE. The FC Holdings Plaintiffs are represented by Daniel Arthur Cohen, Daniel Joseph Kornstein, and Amy Christine Gross of Kornstein Veisz Wexler & Pollard, LLP, New York, NY; JefIrey H. Squire of Bracewell & Patterson, LLP, Washington, DC; and Paul D. Wexler of Bragar, Wexler & Eagel, P.C., New York, NY. The Bond/Notes Plaintiffs represented by John J. Gross, Christopher L. Nelson, David Kessler, John Anthony Kehoe, and Benjamin J. Sweet of Barrowav Topaz Kessler Meltzer & Check, LLP, Radnor, P A; Nichole Browning and Eric Donald Peterson of Barroway Topaz Kessler Meltzer & Check, LLP, San Francisco, CA; Ramzi Abadou, Maureen Elizabeth Mueller, Lucas F. Olts, and John J. Rice of Robbins Geller Rudman & Dowd LLP, San Diego, CA; David Avi Rosenfeld of Robbins Geller Rudman & Dowd LLP, Melville, NY; John Patrick Coffey, William Curtis Fredericks, Kurt Michael Hinciker, Christopher Chad Johnson, John James Rizio-Hamilton, and Jeroen Van Kwawegen of Bernstein Litowitz Berger & Grossmann LLP, New York, NY; Jack Gerald Fruchter of Abraham Fruchter & Twersky LLP, New York, NY; Lionel Z. Glancy of Glancy & Binkow, LLP, Los Angeles, CA; Michael Max Goldberg of the Law Offices of Michael Goldberg, New York, NY; Marc Ian Gross and Fei-Lu Qian of Pomerantz Haudek Block Grossman & Gross LLP, New York, NY.
    for defendant: The Wachovia Defendants are represented by Douglas H. Flaum, Eric A. Hirsch, Israel David, and John W. Brewer of Fried, Frank, Harris, Shriver & Jacobson, New York, NY. The Underwriter Defendants are represented by Alfred Robert Pietrzak, Patrick Michael McGuirk, Owen Harris Smith, and Saima S. Ahmed of Sidley Austin LLP, New York, NY. Defendant KPMG is represented by Emmet Thomas Flood of Williams & Connolly LLP, Washington, DC and Marshall Beil of McGuireWoods LLP, New York, NY.

    Case Number: 08 Civ. 6171 (RJS)

    Cite as: In Re Wachovia Equity Securities Litigation, 08 Civ. 6171 (RJS), NYLJ 1202489220302, at *1 (SDNY, Decided March 31, 2011)District Judge Richard J. Sull

  • Pensioenfonds Metaal En Techniek, f/k/a Stichting Bedrijfspensioenfonds Voor De Metaal En Technische Bedrijfstakken, Plaintiff v. Strategic DSRG, LLC, Defendant, 09 Civ. 5644 (RJS)

    Publication Date: 2012-02-14
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiff is represented by John G. McCarthy and Steven E. Brust of Smith, Gabrell & Russell, LLP, New York, NY.
    for defendant: Defendant is represented by James L. Bernard and David Cheifetz of Stroock & Stroock & Lavan LLP, New York, NY.

    Case Number: 09 Civ. 5644 (RJS)

    Cite as: Pensioenfonds Metaal En Techniek v. Strategic DSRG, LLC, 09 Civ. 5644 (RJS), NYLJ 1202541856856, at *1 (SDNY, Decided February 3, 2012)District J

  • Lederman v. NYCDPR, 10 Civ. 4800

    Publication Date: 2012-10-04
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff:
    for defendant:

    Case Number: 10 Civ. 4800

    Cite as: Lederman v. NYCDPR, 10 Civ. 4800, NYLJ 1202573568619, at *1 (SDNY, Decided September 30, 2012)District Judge Richard J. Su

  • May 30, 2013 | New York Law Journal

    Analyzing Extent of FCPA Actions Against Foreign Executives

    In two recent decisions, federal judges in the Southern District of New York addressed the extent to which the Foreign Corrupt Practices Act, 15 U.S.C. §78dd-1, et seq. (FCPA), permi

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  • In Re: UBS AG ERISA Litigation, 08 Civ. 6696 (RJS)

    Publication Date: 2011-03-31
    Practice Area:
    Industry:
    Court: U.S. District Court, Southern District
    Judge: District Judge Richard J. Sullivan
    Attorneys: For plaintiff: Plaintiffs are represented by Thomas James McKenna, Gainey & McKenna, LLP, New York, NY; David Lloyd Wales, Mark Rifkin, and Martin E. Restituyo, Wolf Haldenstein Adler Freeman & Herz LLP, New York, NY; Todd S. Collins, Berger & Montague, P.C., Philadelphia, PA; Jeffrey Alan Klafter, Klafter, Olsen & Lesser, LLP, Rye Brook, NY; and Ellen T. Noteware, Berger & Montague, P.C., Philadelphia, PA.
    for defendant: Defendants are represented by Robert Joseph Giuffra, Jr., Maite Aquino, Matthew Alexander Schwartz, and Suhana S. Han, Sullivan & Cromwell, LLP, New York, NY

    Case Number: 08 Civ. 6696 (RJS)

    Cite as: In Re: UBS AG ERISA Litigation, 08 Civ. 6696, NYLJ 1202488491690, at *1 (SDNY, Decided March 24, 2011)District Judge Richard J. Sullivanp class="d